SEC Filings:

PFD  Preferred And Income Fund

PFO  Preferred And Income Opportunity Fund

 

News Stories:

03/23/20 -- Preferred Market Update
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03/16/20 -- Preferred Market Update
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02/13/20 -- Fourth-Quarter Economic Update
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01/30/20 -- 2019 Annual Report - Letter to Shareholders (as of 11/30/2019)
 PFD   PFO

01/30/20 -- 2019 Annual Report (as of 11/30/2019)
 PFD   PFO

01/23/20 -- PFD and PFO Announce February, March and April Dividends
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12/10/19 -- PFD and PFO Announce Regular December and January Dividends and Special Year-End Distributions
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11/27/19 -- Third-Quarter Economic Update
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11/08/19 -- N-Port EX-Part F 08-31-2019
 PFD   PFO   Q3 Update

10/18/19 -- PFD and PFO Announce November Dividends
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08/15/19 -- Second-Quarter Economic Update
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07/30/19 -- 2019 Semi-Annual Reports (as of 05/31/2019)
 PFD   PFO

07/30/19 -- 2019 Semi-Annual Letter to Shareholders (as of 05/31/2019)
 PFD   PFO

07/18/19 -- PFD and PFO Announce August, September and October Dividends
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05/20/19 -- First-Quarter Economic Update
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04/29/19 -- 2019 First-Quarter Letter to Shareholders (as of 02/28/2019)
 PFD   PFO

04/29/19 -- 2019 First-Quarter Reports (as of 02/28/2019)
 PFD   PFO

04/29/18 -- PFD and PFO Announce May, June and July Dividends
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03/14/19 -- Notice of Annual Meetings of Shareholders
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01/30/19 -- 2018 Annual Report - Letter to Shareholders (as of 11/30/2018)
 PFD   PFO

01/30/19 -- 2018 Annual Report (as of 11/30/2018)
 PFD   PFO

01/24/19 -- PFD and PFO Announce February, March and April Dividends
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12/11/18 -- PFD and PFO Announce December and January Dividends
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11/27/18 -- Third-Quarter Economic Update
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10/19/18 -- PFD and PFO Announce November Dividends
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08/08/18 -- Second-Quarter Economic Update
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07/30/18 -- 2018 Semi-Annual Reports (as of 05/31/2018)
 PFD   PFO

07/30/18 -- 2018 Semi-Annual Letter to Shareholders (as of 05/31/2018)
 PFD   PFO

07/19/18 -- PFD and PFO Announce August, September and October Dividends
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05/17/18 -- First-Quarter Economic Update
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04/30/18 -- 2018 First-Quarter Letter to Shareholders (as of 02/28/2018)
 PFD   PFO

04/30/18 -- 2018 First-Quarter Reports (as of 02/28/2018)
 PFD   PFO

04/18/18 -- PFD and PFO Announce May, June and July Dividends
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02/13/18 -- Fourth-Quarter Economic Update
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01/29/18 -- 2017 Annual Report - Letter to Shareholders (as of 11/30/2017)
 PFD   PFO

01/29/18 -- 2017 Annual Report (as of 11/30/2017)
 PFD   PFO

01/24/18 -- PFD and PFO Announce February, March and April Dividends
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01/08/18 -- PFD and PFO Announce January Dividends
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12/12/17 -- PFD and PFO Announce December Dividends
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11/15/17 -- Third-Quarter Economic Update
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10/24/17 -- 2017 Third-Quarter Letter to Shareholders (as of 08/31/2017)
 PFD   PFO

10/24/17 -- 2017 Third-Quarter Reports (as of 08/31/2017)
 PFD   PFO

08/11/17 -- Second-Quarter Economic Update
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07/28/17 -- 2017 Semi-Annual Reports (as of 05/31/2017)
 PFD   PFO

07/28/17 -- 2017 Semi-Annual Letter to Shareholders (as of 05/31/2017)
 PFD   PFO

07/20/17 -- PFD and PFO Announce New Regular Monthly Dividend Rate
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05/08/17 -- First-Quarter Economic Update
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04/28/17 -- 2017 First-Quarter Letter to Shareholders (as of 02/28/2017)
 PFD   PFO

04/28/17 -- 2017 First-Quarter Reports (as of 02/28/2017)
 PFD   PFO

02/15/16 -- Fourth-Quarter Economic Update
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01/30/16 -- 2016 Annual Report - Letter to Shareholders (as of 11/30/2016)
 PFD   PFO

01/30/16 -- 2016 Annual Report (as of 11/30/2016)
 PFD   PFO

12/12/16 -- PFD and PFO Declare Regular Monthly Dividend Rate and PFO Announces a Special Year-End Distribution
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11/07/16 -- Third-Quarter Economic Update
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10/27/16 -- 2016 Third-Quarter Letter to Shareholders (as of 08/31/2016)
 PFD   PFO

10/27/16 -- 2016 Third-Quarter Reports (as of 08/31/2016)
 PFD   PFO

08/04/16 -- Second-Quarter Economic Update
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07/28/16 -- 2016 Semi-Annual Letter to Shareholders (as of 05/31/2016)
 PFD   PFO

07/28/16 -- 2016 Semi-Annual Reports (as of 05/31/2016)
 PFD   PFO

05/04/16 -- First-Quarter Economic Update
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04/29/16 -- 2016 First-Quarter Letter to Shareholders (as of 02/29/2016)
 PFD   PFO

04/29/16 -- 2016 First-Quarter Reports (as of 02/29/2016)
 PFD   PFO

02/25/16 -- 2015 Annual Report - Letter to Shareholders (as of 11/30/2015)
 PFD   PFO

02/25/16 -- 2015 Annual Report (as of 11/30/2015)
 PFD   PFO

02/01/16 -- Fourth-Quarter Economic Update
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10/29/15 -- 2015 Third-Quarter Letter to Shareholders (as of 08/31/2015)
 PFD   PFO

10/29/15 -- 2015 Third-Quarter Reports (as of 08/31/2015)
 PFD   PFO

10/29/15 -- Third-Quarter Economic Update
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07/29/15 -- 2015 Semi-Annual Letter to Shareholders (as of 05/31/2015)
 PFD   PFO

07/29/15 -- 2015 Semi-Annual Reports (as of 05/31/2015)
 PFD   PFO

07/22/15 -- Second-Quarter Economic Update
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04/29/15 -- 2015 First-Quarter Letter to Shareholders (as of 02/28/2015)
 PFD   PFO

04/29/15 -- 2015 First-Quarter Reports (as of 02/28/2015)
 PFD   PFO

04/22/15 -- First-Quarter Economic Update
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04/21/15 -- PFD and PFO Announce Results of Annual Election of Officers
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02/02/15 -- 2014 Annual Report - Letter to Shareholders (as of 11/30/2014)
 PFD   PFO

02/02/15 -- 2014 Annual Report (as of 11/30/2014)
 PFD   PFO

01/27/15 -- Fourth-Quarter Economic Update
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10/29/14 -- 2014 Third-Quarter Letter to Shareholders (as of 08/31/2014)
 PFD   PFO

10/29/14 -- 2014 Third-Quarter Reports (as of 08/31/2014)
 PFD   PFO

10/21/14 -- Third-Quarter Economic Update
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07/30/14 -- 2014 Semi-Annual Letter to Shareholders (as of 05/31/2014)
 PFD   PFO

07/30/14 -- 2014 Semi-Annual Reports (as of 05/31/2014)
 PFD   PFO

07/24/14 -- Second-Quarter Economic Update
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04/29/14 -- 2014 First-Quarter Letter to Shareholders (as of 02/28/2014)
 PFD   PFO

04/29/14 -- 2014 First-Quarter Reports (as of 02/28/2014)
 PFD   PFO

04/23/14 -- 2014 Stress Test and CCAR Summary & Analysis
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04/17/14 -- First-Quarter Economic Update
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01/29/14 -- 2013 Annual Report - Letter to Shareholders (as of 11/30/2013)
 PFD   PFO

01/29/14 -- 2013 Annual Report (as of 11/30/2013)
 PFD   PFO

01/28/14 -- Fourth-Quarter Economic Update
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12/11/13 -- PFD and PFO Announce Regular Monthly Dividends and Special Year-End Dividends
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10/30/13 -- 2013 Third-Quarter Letter to Shareholders (as of 08/31/2013)
 PFD   PFO

10/30/13 -- 2013 Third-Quarter Reports (as of 08/31/2013)
 PFD   PFO

10/30/13 -- Third-Quarter Economic Update
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07/31/13 -- 2013 Semi-Annual Letter to Shareholders (as of 05/31/2013)
 PFD   PFO

07/31/13 -- 2013 Semi-Annual Reports (as of 05/31/2013)
 PFD   PFO

07/18/13 -- Second-Quarter Economic Update
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05/06/13 -- 2013 First-Quarter Letter to Shareholders (as of 02/28/2013)
 PFD   PFO

05/06/13 -- 2013 First-Quarter Reports (as of 02/28/2013)
 PFD   PFO

04/19/13 -- First-Quarter Economic Update
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01/29/13 -- 2012 Annual Report - Letter to Shareholders (as of 11/30/2012)
 PFD   PFO

01/29/13 -- 2012 Annual Report (as of 11/30/2012)
 PFD   PFO

01/25/13 -- Fourth-Quarter Economic Update
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12/10/12 -- PFD and PFO Announce New Monthly Dividends and Special Year-End Dividends
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11/02/12 -- 2012 Third-Quarter Letter to Shareholders (as of 8/31/2012)
PFD   PFO

11/02/12 -- 2012 Third-Quarter Report (as of 8/31/2012)
PFD   PFO

10/24/12 -- Third-Quarter Economic Update
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10/24/12 -- Second-Quarter Economic Update
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07/27/12 -- 2012 Semi-Annual Letter to Shareholders (as of 05/31/2012)
 PFD   PFO

07/27/12 -- 2012 Semi-Annual Reports (as of 05/31/2012)
 PFD   PFO

07/06/12 -- Implications of Proposed Bank Capital Regulations for Investors in Preferred Securities
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04/27/12 -- 2012 First-Quarter Letter to Shareholders (as of 02/29/2012)
 PFD   PFO

04/27/12 -- 2012 First-Quarter Reports (as of 02/29/2012)
 PFD   PFO

04/19/12 -- PFD and PFO Announce Results of Annual Meeting
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04/16/12 -- First-Quarter Economic Update
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01/27/11 -- 2011 Annual Report - Letter to Shareholders (as of 11/30/2011)
 PFD   PFO

01/27/11 -- 2011 Annual Report (as of 11/30/2011)
 PFD   PFO

01/27/12 -- Fourth-Quarter Economic Update
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12/12/11 -- PFD and PFO Announce Increased Monthly Dividends and Special Year-End Dividends
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10/28/11 -- 2011 Third-Quarter Letter to Shareholders (as of 8/31/2011)
 PFD   PFO

10/28/11 -- 2011 Third-Quarter Report (as of 8/31/2011)
 PFD   PFO

10/20/11 -- Preferred Market Update
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10/20/11 -- Third-Quarter Economic Update
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08/01/11 -- 2011 Semi-Annual Letter to Shareholders (as of 5/31/2011)
 PFD   PFO

08/01/11 -- 2011 Semi-Annual Report (as of 5/31/2011)
 PFD   PFO

07/19/11 -- PFD and PFO Announce Increased Regular Monthly Dividends
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07/18/11 -- Second-Quarter Economic Update
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06/06/11 -- 2011 First-Quarter Letter to Shareholders (as of 02/28/2011)
 PFD   PFO

06/06/11 -- 2011 First-Quarter Reports (as of 02/28/2011)
 PFD   PFO

04/15/11 -- First-Quarter Economic Update
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03/24/11 -- Preferred Market Update
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01/28/11 -- 2010 Annual Report - Letter to Shareholders (as of 11/30/2010)
 PFD   PFO

01/28/11 -- 2010 Annual Report (as of 11/30/2010)
 PFD   PFO

01/27/11 -- Fourth-Quarter Economic Update
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12/13/10 -- PFD and PFO Announce Increased Monthly Dividends and Special Year-End Dividends
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10/27/10 -- 2010 Third-Quarter Letter to Shareholders (as of 08/31/2010)
 PFD   PFO

10/27/10 -- 2010 Third-Quarter Reports (as of 08/31/2010)
 PFD   PFO

10/25/10- Comment on “Proposal to ensure the loss absorbency of regulatory capital at the point of non-viability,” Basel Committee on Banking Supervision
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10/22/10 -- Third-Quarter Economic Update
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08/27/10 -- Preferred Market Update
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07/28/10 -- 2010 Semi_Annual Letter to Shareholders (as of 05/31/2010)
 PFD   PFO

07/28/10 -- 2010 Semi-Annual Reports (as of 05/31/2010)
 PFD   PFO

07/21/10 -- Second-Quarter Economic Update
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07/20/10 -- PFD and PFO Announce Increased Monthly Dividends
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04/28/10 -- 2010 First-Quarter Letter to Shareholders (as of 02/28/2010)
 PFD   PFO

04/28/10--2010 First-Quarter Reports (as of 02/28/2010)
 PFD   PFO

04/23/10--First-Quarter Economic Update
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04/22/10--PFD and PFO Announce Increased Monthly Dividends
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02/01/10-- 2009 Annual Letter to Shareholders
PFD   PFO

02/01/10-- 2009 Annual Report
 PFD   PFO

01/27/10--Fourth-Quarter Economic Update
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12/14/09--PFD and PFO Announce Increased Monthly Dividends
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12/07/09--Thoughts on Utilities: Notes from the EEI Financial Conference, November 2009
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10/30/09--Third-Quarter Letter to Shareholders (as of 8/31/2009)
 PFD   PFO

10/30/09--Third-Quarter Reports (as of 8/31/2009)
 PFD   PFO

10/23/09--Third-Quarter Economic Update
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07/27/09--Semi-Annual Letter to Shareholders (as of 5/31/2009)
 PFD   PFO

07/27/09--Semi-Annual Reports (as of 5/31/2009)
 PFD   PFO

07/23/09--Second-Quarter Economic Update
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07/06/09--Update on Hedging Strategy
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06/26/09--Funds Announce Redemption of All Outstanding Preferred Shares
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06/02/09--Preferreds Remain Attractive
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05/11/09--'Stress Tests' Signal new Phase to Bank Recapitalization
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04/29/09-- 2009 First-Quarter Letter to Shareholders
PFD   PFO

04/29/09--2009 First-Quarter Reports
 PFD   PFO

04/23/09--First-Quarter Economic Update
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04/20/09--PFD & PFO Leverage Update
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02/27/09--U.S. Treasury Capital Assistance Program (CAP) for Banks and Implications of the Citigroup Preferred Exchange Offer
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02/24/09--PFD Announces Partial Redemption of Preferred Shares
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02/23/09--PFO Announces Partial Redemption of Preferred Shares
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01/29/09-- 2008 Annual Letter to Shareholders
PFD   PFO

01/29/09-- 2008 Annual Report
 PFD   PFO

01/22/09--Fourth-Quarter Economic Update
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01/05/09--Preferred Valuation After the TARP
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12/15/08--PFD & PFO Announce Reduced Monthly Dividend Amounts
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10/29/08--Third-Quarter Economic Update
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10/28/08-- 2008 Third-Quarter Letter to Shareholders
PFD   PFO

10/28/08-- 2008 Third-Quarter Report
 PFD   PFO

09/30/08--PFO Announces Partial Redemption of Preferred Shares
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09/29/08--PFD and PFO Announce Delay in Payment of September Dividends
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09/22/08--Market Update
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09/19/08--Flaherty & Crumrine Thoughts on Preferred Valuation in a Turbulent Market
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09/02/08--PFD & PFO Announce Reduced Regular Monthly Dividend Amounts
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07/31/08--Second-Quarter Economic Update
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05/22/08--PFD & PFO Announce Results of Special Meeting of Shareholders
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05/05/08-- 2007 First-Quarter Letter to Shareholders
PFD   PFO

05/05/08--2007 First-Quarter Reports
 PFD   PFO

04/22/08--First-Quarter Economic Update
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03/31/08--PFD Section 19 Notice
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02/29/08--PFD Section 19 Notice
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03/26/08--PFD & PFO Announce Special Meeting of Shareholders
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03/24/08--PFD & PFO Announce Special Meeting of Shareholders
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02/14/08--Update on Auction Rate Securities
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01/31/08--PFD Section 19 Notice
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01/30/08-- 2007 Annual Letter to Shareholders
PFD   PFO

01/30/08-- 2007 Annual Report
 PFD   PFO

01/30/08--PFD Announces Reduced Regular Monthly Dividend Amounts
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01/25/08--Fourth-Quarter Economic Update
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01/22/08--2007 Tax Information
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12/10/07--Third-Quarter Economic Update
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10/24/07-- 2007 Third-Quarter Letter to Shareholders
PFD   PFO

10/24/07-- 2007 Third-Quarter Report
 PFD   PFO

10/17/07--Third-Quarter Economic Update
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07/18/07-- 2007 Second-Quarter Letter to Shareholders
PFD   PFO

07/18/07--Second-Quarter Economic Update
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07/17/07--PFO Announces Increased Monthly Dividend
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4/25/07--First-Quarter Economic Update
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04/25/07-- 2007 First-Quarter Letter to Shareholders
PFD   PFO

02/28/07--2007 First-Quarter Reports
 PFD   PFO

01/19/07--Fourth-Quarter Economic Update
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01/18/07--2006 Tax Information
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11/30/06--2006 Annual Reports
 PFD   PFO

11/30/06--2006 Annual Letter to Shareholders
 PFD   PFO

10/23/06--2006 Third Quarter Reports
 PFD   PFO

10/20/06--2006 Third-Quarter US Economic Update
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07/17/06--2006 Semi-Annual Reports
 PFD   PFO

07/17/06--2006 Second-Quarter US Economic Update
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04/21/06--2006 First Quarter Reports
PFD   PFO

04/18/06--First-Quarter US Economic Update
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03/7/06--PFD & PFO Announce Reduced Monthly Dividend
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01/31/06--2005 Annual Reports are available
PFD   PFO

01/25/06--Fourth-Quarter US Economic Update
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2006--2005 Tax Information
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12/12/05--PFD, PFO Declare Monthly Dividend Rate
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10/21/05--PFD, PFO Announce Officer Change
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10/21/05--PFD, PFO Third-Quarter Reports are Available
 PFD   PFO

10/20/05--Third-Quarter US Economic Update
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07/15/05--2005 Semi-Annual Reports
 PFD   PFO

07/15/05--Mid-Year US Economic Update
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04/19/05--2005 First Quarter Reports
PFD   PFO

4/11/05--First-Quarter US Economic Update
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03/29/05--Regular monthly dividend adjustment
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01/28/05--2004 Annual Reports are available
PFD   PFO

01/14/05--Fourth-Quarter US Economic Update
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2005--2004 Tax Information
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12/13/2004--PFD and PFO Monthly Dividend
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11/06/2004--US Third-Quarter Economic Update
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07/30/2004--Mid Year US Economic Update
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07/23/2004--PFD and PFO Announce Officer Changes
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01/14/2004--2003 Tax Information
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12/15/2003--PFD and PFO Raise Monthly Dividend Rates and Declare Extra Year-End Dividends
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11/12/2003--PFD, PFO Announce Name Change (2 Pages)
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01/28/03--2002 Annual Reports are available
PFD   PFO

12/16/02--Preferred Income Funds announce year-end distribution information
PFD   PFO

10/22/02--Dividend Reinvestment (DRIP) Insert (Aug 31, 2002) is available
PFD   PFO

10/21/02--Quarterly Report (Aug 31, 2002) is available
PFD   PFO

06/03/02--Preferred Income Funds Increase Monthly Dividend Rates
PFD   PFO

01/30/02--2001 Annual Reports are available
PFD   PFO

12/10/01--Preferred Income Group Announces 2001 Year-End Dividend Actions
Full Text

10/22/01--Quarterly Report (Aug 31, 2001) is available
PFD   PFO

7/15/01--2001 Semi-Annual Report (May 31, 2001) is available
PFD   PFO

 

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